Aug 2, 2014The Opposing Party is Coming Fully Prepared to TrialQ. Does it make sense to retain a competent Expert Witness in a securities, investment advisory, insurance or financial case? A. A...
Jul 31, 2014Potential Nursing Home Fraud AlertIf you think there are stringent requirements on nursing homes to monitor the services or supplies of outside health care providers,...
Jul 25, 2014Fraud Risk within an OrganizationThere are three interrelated elements that enable an individual to commit fraud: The motive that drives an individual to desire to commit...
Jul 25, 2014Securities Exchange Act of 1934Over the years, many investors and attorneys have asked me about the important laws that have shaped our industry and one of the most...
Jun 26, 2014Does your Brokerage firm have Cyber-Insurance?I have been encouraging investors for the past four years to contact their brokerage firm and/or custodian have Cybersecurity Insurance...
Jun 24, 201410 Rules for Success1. Make a habit of doing things unsuccessful people avoid. 2. Make a habit of not doing things unsuccessful people do. 3. Be more...
Jun 23, 2014Here is one way to "Crack the Tax Code"Were you aware that Uncle Sam is your "Evil Twin Brother" when it comes to most retirement plans? Many investors quickly forgot about the...
