FINRA Arbitration | Annuity Suitability | Annuity Replacements | Securities

Securities & Insurance Litigation Support

Organizations are faced with an ever increasing amount of litigation and complex business disputes. Our securities and insurance litigation consultants will help you get to the heart of the matter and uncover the real facts of the case. To prevail in this environment, it requires the skill and ability supported by dispute consulting experts who provide meaningful financial and economic analysis.

 

At Barrington Capital Management, Inc., we will provide consulting services for companies and their counsel in matters involving securities, insurance, and commodities investigations. We advise counsel in both civil and criminal matters and assist in a comprehensive investigation, when needed. Our services will help prepare you for matters before the SEC, FINRA, National Futures Association, the DOJ, and State Securities & Insurance Regulators.  

 

Our Securities & Insurance Litigation Consultants uncover the facts through:

 

  • In-depth financial knowledge and experience

  • Analyzing accounting and other records, compiling and managing databases, and retrieving and preserving electronic evidence to support civil and criminal trials

  • Quantifying damages via rigorous examination liability

  • Valuating equities, futures, commodities, debt instruments, and options

  • Identifying the strengths and weaknesses of the case

  • Communicating facts succinctly and accurately

 

All investigations are in compliance with the Fair Credit Reporting Act, the Gramm–Leach–Bliley Act, as well as Local, State, and Federal privacy laws.

 

Financial Services Litigation Support

FINRA Arbitration  |  Securities Disputes

Investment Adviser  |  Broker-Dealers  |  Annuity Sales

  We Advise & Testify in Cases Involving:

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  • FINRA & SEC Rules & Regulations

  • Breach of Fiduciary Duty

  • FINRA Arbitration

  • Stocks, Bonds, & Options

  • Damage Analysis

  • Omission of Facts

  • Financial Institution Negligence

  • Investor Suitability

  • Compliance Violations

  • Broker & Investment Adviser Disputes

  • Concentration of Investments

  • Securities Fraud

  • Private Placements

  • Promissory Notes

  • Failure to Supervise

  • Selling Away

  • Leveraged & Inverse ETFs

  • Annuities & Life Insurance