FINRA Arbitration | Annuity Suitability | Annuity Replacements | Securities

Securities & Insurance Litigation Support

Organizations are faced with an ever increasing amount of litigation and complex business disputes. Our securities and insurance litigation consultants will help you get to the heart of the matter and uncover the real facts of the case. To prevail in this environment, it requires the skill and ability supported by dispute consulting experts who provide meaningful financial and economic analysis.

 

At Barrington Capital Management, Inc., we will provide consulting services for companies and their counsel in matters involving securities, insurance, and commodities investigations. We advise counsel in both civil and criminal matters and assist in a comprehensive investigation, when needed. Our services will help prepare you for matters before the SEC, FINRA, National Futures Association, the DOJ, and State Securities & Insurance Regulators.  

 

Our Securities & Insurance Litigation Consultants uncover the facts through:

 

  • In-depth financial knowledge and experience

  • Analyzing accounting and other records, compiling and managing databases, and retrieving and preserving electronic evidence to support civil and criminal trials

  • Quantifying damages via rigorous examination liability

  • Valuating equities, futures, commodities, debt instruments, and options

  • Identifying the strengths and weaknesses of the case

  • Communicating facts succinctly and accurately

 

All investigations are in compliance with the Fair Credit Reporting Act, the Gramm–Leach–Bliley Act, as well as Local, State, and Federal privacy laws.

 

Financial Services Litigation Support

FINRA Arbitration  |  Securities Disputes

Investment Adviser  |  Broker-Dealers  |  Annuity Sales

  We Advise & Testify in Cases Involving:

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  • FINRA & SEC Rules & Regulations

  • Breach of Fiduciary Duty

  • FINRA Arbitration

  • Stocks, Bonds, & Options

  • Damage Analysis

  • Omission of Facts

  • Financial Institution Negligence

  • Investor Suitability

  • Compliance Violations

  • Broker & Investment Adviser Disputes

  • Concentration of Investments

  • Securities Fraud

  • Private Placements

  • Promissory Notes

  • Failure to Supervise

  • Selling Away

  • Leveraged & Inverse ETFs

  • Annuities & Life Insurance

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Litigation Support    |    Expert Witness    |    Pro Bono Services    |    Five Star Wealth Manager    |    Careers       

Barrington Capital Management, Inc.  |  3800 American Boulevard West  |  Suite 1110  |  Bloomington, MN  55431

952-835-1000   800-944-2419  |   Fax: 952-835-1504  |  Info@BarringtonCap.com

 

Barrington Capital Management, Inc. only conducts business in states and jurisdictions where it is registered or where an exemption from registration exists. This site and its contents do not constitute investment advice or a solicitation to sell securities. Past performance is not indicative of future results. This website is for informational purposes only and Barrington Capital Management, Inc. reserves the right to modify it at any time without notice. Copies of Barrington Capital Management Inc.’s Form ADV Part 2 are available upon request. Images and photographs are included for the sole purpose of visually enhancing the website. No photographs are of current or former clients and they should not be construed as an endorsement or testimonial from any of the persons in the photograph.

All materials used on this site, including all images, are copyrighted and are protected worldwide by copyright laws and treaty provisions. They may not be copied, reproduced, modified, published, uploaded, posted, transmitted, or distributed in any way, without Barrington Capital Management Inc.'s prior written permission.

Neither Barrington Capital Management, Inc., nor any of their Investment Adviser Representatives, provide tax or legal advice. Tax and legal advice should only be obtained from a qualified professional. All written content on this site is for informational purposes only. All information and ideas should be discussed in detail with an advisor prior to implementation. Examples from our news feeds, blogs or articles do not take into consideration commissions, investment management fees, miscellaneous transaction fees, tax considerations, or margin requirements, which are factors that may significantly affect the economic consequences of a given strategy. Investors should review transaction costs, margin requirements and tax considerations with their financial or tax advisor before entering into any investment or financial planning strategy. Material presented is believed to be from reliable sources; however, we make no representations as to its accuracy or completeness.

Investment Advisory services are offered by Barrington Capital Management, Inc., a Registered Investment Adviser in the states of Minnesota and Texas. Barrington Capital Management, Inc. may utilize the services of First Ascent Asset Management, LLC for certain investment portfolios. Insurance products and services are also offered through Barrington Capital Management, Inc. 

 

Disclosure: Barrington Capital Management, Inc. is not a law firm. Robert D. Lawson and his associates are not practicing attorneys. The scope of any activities performed by Robert D. Lawson, subcontractors or employees of Barrington Capital Management, Inc. is limited to litigation consulting and litigation support.​

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