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Mr. Bob Lawson, AIF®, MRFC®, CFE®,LUTCF®

Bob Lawson - Securities, FINRA & Annuity Expert Witness

Financial Plan | Personalized Report | Financial Advisor - Minneapolis

Bob Lawson, Financial Expert Witness, Securities Expert Witness, FINRA Arbitration

Keynote Speaker

Mr. Bob Lawson proudly serves as the President and Chief Investment Officer of Barrington Capital Management, a Registered Investment Advisory firm that he founded in 1988. Bob is retained as a Securities & Insurance Expert Witness and Litigation Support Consultant for financial litigation proceedings. In addition, he serves as a FINRA & NFA Dispute Resolution Arbitration Chairperson, a FINRA Mediator, and is Qualified Neutral under Rule 114 of the Minnesota General Rules of Practice in mediation and arbitration. 

Mr. Lawson has nearly 40 years of hands-on expertise in publicly traded securities and listed options and teaches advanced investment techniques to individuals at local colleges and Adult Education classes. He is an objective and insightful speaker for financial topics including risk management, individual investment planning, fraud investigations, and ethical issues regarding financial advisors. Bob tailors each presentation to meet the needs and interests of the audience and has the ability to break down complicated subjects into understandable parts.

Investment Management Topics:

 

  • Advanced Investment Strategies

  • Risk Management

  • Portfolio Hedging

  • Sector Rotation

  • Technical Analysis

  • Non-Correlating Investments

  • High Probability Investment Strategies

  • Preferred Stocks

  • Exchange Traded Funds (ETFs)

  • Technical Analysis

  • Fundamental Analysis

Financial and Professional Topics:

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  • Securities Fraud & Investigation

  • Use of Manipulative & Deceptive Devices

  • Litigation Consulting

  • FINRA Arbitration & Mediation

  • Supervisory Requirements for Broker-Dealers

  • Anti-Money Laundering

  • ​Attracting High Net-Worth Investors

  • Operating Ethical Business Models

  • Equity & Index Options

  • Portfolio Hedging

  • Point and Figure Technical Analysis

Mr. Lawson has extensive experience with stock options and has presented the following Options Industry Council (OIC) seminars to retail and industry professionals:

  • Options Basics

  • Options Intermediate

  • Advanced Options

  • Covered Calls

  • Options Spreads

  • Option Volatility

For additional information regarding Mr. Lawson’s live speaking engagement at your next event, please contact us below and you will be contacted promptly.

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